Client Services

To help you gain confidence in your entire financial picture, we offer a wide range of comprehensive wealth management services and strategies tailored to your unique needs and long-term goals. Our customized services and personalized approach address your unique financial needs.


  • Exchange Traded Funds, Stocks and Bonds
  • Mutual Funds, Unit Investment Trusts (UITs), Real Estate Investment Trusts (REITs) and Business Development Companies (BDCs)
  • Custom Structured Notes and Market-Linked CDs and notes
  • College Planning and 529 savings plans
  • Variable, Fixed, and Indexed Annuities
  • Custom Asset Management Programs and Separately Managed Accounts
  • Cash Management Strategies

Retirement Planning

  • 401(k) and Other Workplace Rollover Services
  • IRAs (Traditional and Roth) and Conversions
  • IRA Consolidations and Transfers
  • Retirement Income Strategies

Business Financial Planning

  • 401(k) and Other Qualified Plan Setup and Maintenance
  • Simple and SEP IRAs
  • Buy/Sell Strategies and Key-Person Planning
  • Comprehensive Risk Assessment
  • Tax Management Strategies

Risk Management

  • Comprehensive Risk Assessment
  • Life Insurance
  • Disability Insurance
  • Long-Term Care Insurance

Tax Planning Strategies

  • Reviewing tax consequences of transactions
  • Tax Forecasting
  • Tax Loss Harvesting

Estate Planning

  • Trust and Will Planning
  • Charitable Giving Strategies
  • Wealth Transfer Strategies
  • Domestic Partner Planning


There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.